-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FidByAn0cnjjAMoTDDkI6qmaY47xJlBrX67pDEi2TfQB5Ds8okTFo663MO9UTNq4 5/WjfI7XkpsWsy86Hk2PrA== 0000950131-97-000873.txt : 19970222 0000950131-97-000873.hdr.sgml : 19970222 ACCESSION NUMBER: 0000950131-97-000873 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AETRIUM INC CENTRAL INDEX KEY: 0000908598 STANDARD INDUSTRIAL CLASSIFICATION: INSTRUMENTS FOR MEAS & TESTING OF ELECTRICITY & ELEC SIGNALS [3825] IRS NUMBER: 411439182 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-43601 FILM NUMBER: 97531885 BUSINESS ADDRESS: STREET 1: 2350 HELEN ST CITY: NORTH ST PAUL STATE: MN ZIP: 55109 BUSINESS PHONE: 6127702000 MAIL ADDRESS: STREET 1: 2350 HELEN STREET CITY: NORTH ST PAUL STATE: MN ZIP: 55109 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST BANK SYSTEM INC CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: FIRST BANK PL STREET 2: 601 SECOND AVE S CITY: MINNEAPOLIS STATE: MN ZIP: 55402-4302 BUSINESS PHONE: 6129731111 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 SC 13G/A 1 AMENDMENT NO. 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Aetrium Inc. ------------------------------------ (Name of Issuer) Common ------------------------------------ (Title of Class of Securities) 00817R-10-3 ----------- (CUSIP Number) Check the following box if a fee is being paid with this statement. [_] (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEC 1745 (10-88) Page 1 of 6 pages - ------------------------ ------------------- CUSIP NO. 00817R-10-3 13G PAGE 2 OF 6 PAGES - ------------------------ ------------------- - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON First Bank System Inc. 601 2nd Ave. South Minneapolis, MN 55402-4302 Tax I.D. No.: 41-0255900 - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [_] - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware, U.S.A. - ------------------------------------------------------------------------------ 5 SOLE VOTING POWER NUMBER OF 895,350 SHARES ----------------------------------------------------------- 6 SHARED VOTING POWER BENEFICIALLY 38,190 OWNED BY ----------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 820,600 PERSON ----------------------------------------------------------- 8 SHARED DISPOSITIVE POWER WITH 23,590 - ------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 933,940 - ------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_] - ------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11.05% - ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON* H.C. - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 3 of 6 pages Item 1 - ------ a. Name of Issuer: --------------- Aetrium Inc. b. Address of Issuer's Principal Executive Offices: ------------------------------------------------ Aetrium Inc. 2350 Helen St. North St. Paul, MN 55109 Item 2 - ------ a. Name of Person Filing: ---------------------- First Bank System, Inc. b. Address of Person's Filing Principal Executive Offices: ------------------------------------------------------- 601 2nd Ave South Minneapolis, MN 55402-4302 United States c. Title of Class of Securities: ----------------------------- COMMON d. CUSIP Number: ------------- 00817R-10-3 Item 3 - ------ The person filing this statement is a: (g) [x] Parent Holding Company Item 4 - ------ Ownership: ---------- a. Amount beneficially owned: 933,940 b. Percentage of Class: 11.05% c. Number of shares as to which such person has: 1. Sole power to vote or direct the vote: 895,350 2. Shared power to vote or direct vote: 38,190 3. Sole power to dispose or direct the disposition: 820,600 4. Shared power to dispose or direct the disposition: 23,590 Item 5 - ------ Ownership of Five Percent or less of Class: ( ) ------------------------------------------- Page 4 of 6 Item 6 - ------ Ownership of More Than Five Percent on Behalf of Another Person: ---------------------------------------------------------------- The Regional Equity Fund, a mutual fund of the First American Investment Funds, Inc., an open-end investment company, holds shares of Aetrium Inc. exceeding 5%. Other accounts or persons have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, remaining shares reported in this filing. To our knowledge no such other interest of any account or person relates to more than 5% of the class. Item 7 - ------ Identification and Classification of Members of the Subsidiary which -------------------------------------------------------------------- Acquired the Security Being Reported on by Parent Holding Company ------------------------------------------------------------------- See Exhibit A Item 8 - ------ Identification and Classification of Members of the Group: ---------------------------------------------------------- Not Applicable Item 9 - ------ Notice of Dissolution of Group: ------------------------------- Not Applicable Item 10 - ------- Certification ------------- By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct. Dated: February 13, 1997 /s/ Merita Schollmeier - ----------------------- Merita Schollmeier Vice President Page 5 of 6 SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 EXHIBIT A The Schedule to which this attachment is appended is filed on behalf of the following subsidiary or subsidiaries listed below, which are classified as banks for the purposes of 17 CFR 140.13d-1 (b) (ii) (B). First Bank National Association First Trust National Association 601 2nd Avenue South 180 East Fifth Street, Suite 200 Minneapolis, MN 55402 St. Paul, Minnesota 55101 Page 6 of 6 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G EXHIBIT B - DISCLAIMER Information on the attached Schedule 13G is provided solely for the purpose of complying with Section 13(d) and 13(g) of the Securities Exchange Act of 1934 and Regulations promulgated under authority thereof and is not intended as an admission that First Bank System, Inc. or any of its subsidiaries, is a beneficial owner of the securities described herein for any other purpose (including without limitation for purposes of the Minnesota Control Share Acquisition Act). -----END PRIVACY-ENHANCED MESSAGE-----